1. For the purposes of prudential supervision, the Authority may require any Person subject to its supervision to: a. Comply with any additional requirements imposed by the Authority, including those relating to capital, liquidity, or financial provisions; b. Comply with rules related to Related Parties or mitigate material risks. 2. The Authority may issue decisions aimed at maintaining justice, transparency, and efficiency, and at regulating precautionary measures to address exceptional circumstances in the Capital Market sector. In particular, it may take any of the following measures: a. Suspend a Licensed or a Person holding the Authority’s approval from engaging in Financial Activities; b. Suspend an Approved Person from performing their duties; c. Suspend dealings in any Listed Securities on the Market for a temporary period; d. Cancel dealings in any Listed Securities on the Market; e. Cancel any transaction executed on any Listed Securities on the Market; f. Amend or suspend any operational or executive controls, or any technical or technological systems in use, or any decisions or controls regulations of Capital Market Institutions, in coordination with such Institutions; g. Require a licensed Person, a Person holding the Authority’s approval, or an Approved Person to perform specific activities or transactions related to their work or duties, in accordance with the available capabilities.
Interpretation and application must be checked against the official text and current version.