UAE Capital Market Regulation Law

Article 4 — Article (4) Approved Functions

1. The Authority shall determine the approved functions required for the performance of any tasks or works related to Financial Activities, together with the controls and conditions for their approval. 2. It shall be prohibited for any natural Person to perform any approved function except after obtaining the approval or accreditation of the Authority. 3. Any Person may perform one or more approved functions in accordance with the controls established by the Authority in this regard.

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