UAE Capital Market Regulation Law

Article 68 — Article (68) Assessment of Imposed Sanctions

The Authority shall have the discretion to aggravate or mitigate sanctions based on any of the following considerations: 1. The variance in the experience or licensing category of the violating Person. 2. The differing impact of the violation. 3. The duration of the violation. 4. The frequency with which the Person committed the same violation. 5. The violator’s record of violations. 6. Any other assessment deemed appropriate by the Authority, including, without limitation, the scale of the Licensed Person’s business or its capital.

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