UAE Capital Market Authority Law

Article 17 — Article (17) Obligations of the Authority’s Executive Management

The Executive Management shall: 1. Implement the professional standards adopted by the Authority. 2. Comply with the decisions issued by the Authority in relation to the regulation of their dealings in Securities and Foreign Securities, or their work, or their participation in the membership of the Board of Directors of any entities subject to the supervision of the Authority. 3. Implement the decisions issued by the Board or the CEO. 4. Preserve the confidentiality of data and information pertaining to their functions within the Authority. 5. They shall neither disclose any information nor participate in the consideration or examination of judicial claims or investigations concerning violations and regulatory actions undertaken by the Authority after the termination of their service with the Authority, whenever they have participated in or contributed to such matters during their service.

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